Paul Hastings’ Brad Bondi, Ryan Swan, and Scott Gluck review the latest SEC examination priorities, which include artificial intelligence use and crypto-focused investment strategies and assets.

The Securities and Exchange Commission (SEC) warned corporations that they have less than a month left to clear their record ...

July marked a reversal of the relative underperformance in the Broyhill Equity portfolio. Click here to read our full Q3 2024 ...

On October 21, 2024, the Division of Examinations (“EXAMS” or the “Division”) of the U.S. Securities and Exchange Commission ...

fees and costs, conflicts of interest, and full disclosure of disciplinary history. Examinations will also evaluate compliance with SEC filing and retail customer delivery obligations. Broker-Dealer ...

Series of 2024 that was issued in August, gives eligible firms one last chance to regain their good standing and pay ...

October 30, 2024 To All entities desirous of acting as ‘ESG Ratings and Data Products Providers’ in the International Financial Services Centre (IFSC) Sub: Framework for ESG Ratings and Data Products ...

Nomlabofusp program update expected mid-December to include available safety, pharmacokinetic (PK) and frataxin data, as well as available clinical outcomes observations from patients with Friedreich' ...

VANCOUVER, BC / ACCESSWIRE / / Guanajuato Silver Company Ltd. (the "Company" or "GSilver") (TSXV:GSVR), a rapidly growing Mexican ...

Over the years, gold IRAs have become popular among investors as a technique for expanding their retirement portfolios and ...

SOBR Safe, Inc. withdraws planned public offering, filing Form RW and requesting credit for future use of fees paid. No securities were sold as the Registration Statement was not declared ...

NEW YORK, NY / ACCESSWIRE / October 29, 2024 / 1847 Holdings LLC (NYSE American:EFSH) ("1847 Holdings" or the "Company"), a holding company specializing in identifying over-looked, deep value investme ...