Another Democratic commissioner on the Securities and Exchange Commission is following Chair Gary Gensler out the door in ...

A Democratic member of the five-person U.S. Securities and Exchange Commission said on Friday he will step down more than two ...

A U.S. appeals court on Friday ruled that Wall Street's self-regulator likely lacks the power to unilaterally expel ...

The U.S. Securities and Exchange Commission obtained $8.2 billion in financial remedies, the highest amount in its history, ...

(Reuters) - A federal judge on Friday rejected the U.S. Securities and Exchange Commission's request to sanction Elon Musk ...

United Parcel Service Inc. will pay $45 million to settle charges that it improperly valued its freight division, the ...

With Gary Gensler out of the SEC picture, Commissioner Mark Uyeda says the "war on crypto" will end as the agency eyes who ...

Conflicts of interest should be considered when choosing an adviser to ensure the relationship is working for the client.

A conservative group argues that Congress gave the Federal Communications Commission too much discretion over an $8 billion ...

Find out how the asset management industry is regulated and how those regulations fit within the broader scope of financial ...

Russell Vought, who would lead the Office of Management and Budget, has spent years building plans to rework the American ...

The Supreme Court announced Friday it will hear a case that could deliver another blow to federal agencies’ powers. The ...