The Securities and Exchange Commission today charged Invesco Advisers, Inc. for making misleading statements about the ...

Guest author James Maxfield of Duco writes that the US experience with T+1 is not a simple ‘cut and paste’ for markets across ...

On the first day of trading, the clear cut winners were small caps, banks, construction materials, energy equipment, ...

Trading limits have come into the focus of senior management teams across the sell-side, according to the Q4 2024 Sell-Side ...

The market needs more agility and connectivity to manage greater volumes and demands. But the question of who takes ownership for this innovation – and bears the cost – is more complex. With more ...

The recent FINRA’s report, The Metaverse and the Implications for the Securities Industry, is intended to raise awareness among FINRA member firms and the broader securities industry by providing an ...

How are firms improving data management to boost efficiency in investment operations, and what is the role of AI?

Investors of all types are eager for a slice of the lucrative private markets pie, with this becoming one of the more exciting areas of the market in recent years. Private investors’ flexibility means ...

In contrast, S&P and Russell index dates see an average $240 billion trading in the close, adding to over 30% of the day’s ...

TS Imagine has acquired PrimeOne, a provider of operational risk management solutions for the prime brokerage industry, from S&P Global, according to CEO Rob Flatley. “I am fortunate to be able to ...

There's no 'magical trading robot' on the horizon, but AI is freeing up humans to focus on the most important work.

Exchange group has dialed back on M&A and is investing in derivatives, data and access solutions, and technology.