SEC seeks dismissal of Kraken defenses in ongoing legal dispute
The US SEC has filed a motion to dismiss three of Kraken’s defenses to the commission’s allegations that the crypto exchange ...
SEC Examination Priorities Signal Capital Markets Enforcement
Paul Hastings’ Brad Bondi, Ryan Swan, and Scott Gluck review the latest SEC examination priorities, which include artificial intelligence use and crypto-focused investment strategies and assets.
JD Supra4d
SEC Division of Examinations Announces 2025 Exam Priorities
On October 21, 2024, the Division of Examinations (“EXAMS” or the “Division”) of the U.S. Securities and Exchange Commission ...
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SEC warns of Nov. 30 amnesty deadline
The Securities and Exchange Commission (SEC) warned corporations that they have less than a month left to clear their record ...