In one case, the firm agreed to pay $45 million to settle charges that it didn’t disclose financial conflicts regarding a ...

Homan Wealth Advisors will be brought into Focus’s Buckingham Strategic Wealth business, which is itself now part of that ...

Cinda Collins alleged her former employer discriminated against her by terminating her after 30+ years because she was ...

The former Advent CEO will run day-to-day operations at PureFacts and new integrations at Flourish and MaxMyInterest.

In a move that reaffirms its bet on offering alts to the wealth channel, asset manager Franklin Templeton has appointed ...

F2 Strategy's co-founder and CEO provides his take on the most important wealth management technology news of the last month.

Stout, who sold her firm to OneDigital in 2021, will lead Prime Capital Retirement and Prime Capital Wellness.

Meant for non-licensed advisors, the new platform generates carrier-agnostic quotes and provides a digital application process.

Lisa Roberts joined the firm in 2023, previously serving as the head of U.S. markets. She will succeed Doris Meister, who ...

Behavioral finance offers invaluable insights for financial advisors into the psychological factors that influence consumer ...

The deal with Family Asset Management expands Sequoia’s Southeast footprint and represents its seventh acquisition since 2023 ...