Voters in Illinois have approved a non-binding measure to tack on an additional 3% tax for those earning more than $1 million, according to news reports. The measure, which called for using the ...

Another challenge to the SEC's rulemaking powers is the Supreme Court's decision in June in Loper Bright Enterprises v. Raimondo, which overturned 40 years of precedent that mandated courts to defer ...

When the DOL unveiled the revamped rule roughly a year ago, President Joe Biden took an active part in its rollout, and the agency framed it as part of the administration's broader war on hidden fees.

The disclosure comes as Morgan Stanley faces at least three putative class-action lawsuits over its sweep rates plus a fourth ...

Strive Enterprises, co-founded by one-time presidential hopeful Vivek Ramaswamy and touting "unapologetic capitalism," said ...

Launched in 2016 in a purported bid to automate so-called "ethical investing" while offering "halal portfolio management" and ...

Dynasty says it aims to ensure "custom-fit" advisor-client matches through its Dynasty Connect end-client referral program, ...

Furthermore, high-net-worth investors make up 37% of private wealth managers' clients — compared to just 7% of case-based ...

GYL's addition also brings the total number of Colony's offices to 100 across the United States, according to Focus. As part ...

JPMorgan Chase Chief Executive Officer Jamie Dimon is still not planning to take a role in the administration of Donald Trump when the Republican nominee once again becomes U.S. President next year ...

The Financial Industry Regulatory Authority has suspended and fined an LPL Financial advisor over an unapproved side business ...

Under Chair Gary Gensler, the SEC has doggedly pursued alleged violations by crypto players, bringing 46 cases involving digital asset firms in 2023, a 50% increase over the previous year, Bloomberg ...