The Securities and Exchange Commission today announced settled charges against Rari Capital, Inc., a supposed decentralized ...

Since the adoption of Rule 612 of Regulation NMS in 2005, there has been a marked increase in trading volume related to NMS ...

Overview On May 10, 2024, the Florida Governor approved Senate Bill 532 (“SB 532”), which passed the Florida House and Senate ...

Raskob Kambourian Financial Advisors charged $1.36 million in higher fees it failed to properly disclose, a lawsuit says.

Kraken challenges SEC claims of offering unregistered securities, denies crypto assets are securities, and seeks a jury trial ...

WisdomTree has cancelled its submission request for Ethereum trust S-1 registration, filing a withdrawal request on September ...

The US SEC settled with Rari Capital and its founders over charges of misleading investors and operating as unregistered ...

Raskob Kambourian withdrew its registration with the SEC last October, when it became registered as an investment advisory firm with the state of Arizona, according to the regulator. The company's ...

WisdomTree asked the SEC to cancel its spot ETH ETF registration soon after VanEck announced the termination of its futures ...

Asset manager WisdomTree has officially withdrawn its Ethereum Trust S-1 registration with the US Securities and Exchange ...

On August 14, 2024, the U.S. Securities and Exchange Commission (SEC) announced another series of settlements regarding ...

The SEC has reached a settlement with Rari Capital, a decentralized finance (DeFi) platform, and its co-founders following allegations of misleading investors and conducting unregistered broker ...